RESOURCE CAP CORP

CUSIP: 76120WAA2 Class: 6% 12/01/18

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 150,000 Value ($000) $146 Avg Close — Range —
Q2 2016
Shares 150,000 Value ($000) $142 Avg Close — Range —
Q1 2016
Shares 109,000 Value ($000) $136 Avg Close — Range —
Q4 2015
Shares 109,000 Value ($000) $101 Avg Close — Range —
Q3 2015
Shares 109,000 Value ($000) $100 Avg Close — Range —
Q2 2015
Shares 109,000 Value ($000) $100 Avg Close — Range —
Q1 2015
Shares 109,000 Value ($000) $99 Avg Close — Range —
Q4 2014
Shares 109,000 Value ($000) $106 Avg Close — Range —
Q3 2014
Shares 109,000 Value ($000) $109 Avg Close — Range —
Q2 2014
Shares 109,000 Value ($000) $110 Avg Close — Range —
Q1 2014
Shares 109,000 Value ($000) $110 Avg Close — Range —