RESOURCE CAP CORP

CUSIP: 76120WAA2 Class: 6% 12/01/18

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 3,967,000 Value ($000) $3,662 Avg Close — Range —
Q1 2015
Shares 3,974,000 Value ($000) $3,653 Avg Close — Range —
Q4 2014
Shares 4,023,000 Value ($000) $3,933 Avg Close — Range —
Q3 2014
Shares 4,023,000 Value ($000) $3,991 Avg Close — Range —
Q2 2014
Shares 4,023,000 Value ($000) $4,010 Avg Close — Range —
Q1 2014
Shares 4,097,000 Value ($000) $4,079 Avg Close — Range —
Q4 2013
Shares 3,800,000 Value ($000) $3,817 Avg Close — Range —