RESOURCE CAP CORP

CUSIP: 76120WAA2 Class: 6% 12/01/18

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 1,830,000 Value ($000) $1,813 Avg Close — Range —
Q2 2018
Shares 1,830,000 Value ($000) $1,830 Avg Close — Range —
Q1 2018
Shares 1,830,000 Value ($000) $1,859 Avg Close — Range —
Q4 2017
Shares 1,830,000 Value ($000) $1,830 Avg Close — Range —
Q3 2017
Shares 1,830,000 Value ($000) $1,875 Avg Close — Range —
Q2 2017
Shares 1,830,000 Value ($000) $1,860 Avg Close — Range —
Q1 2017
Shares 1,830,000 Value ($000) $1,846 Avg Close — Range —
Q4 2016
Shares 1,830,000 Value ($000) $1,803 Avg Close — Range —
Q3 2016
Shares 1,230,000 Value ($000) $1,215 Avg Close — Range —
Q2 2016
Shares 500,000 Value ($000) $485 Avg Close — Range —
Q2 2015
Shares 250,000 Value ($000) $229 Avg Close — Range —
Q1 2015
Shares 500,000 Value ($000) $458 Avg Close — Range —
Q4 2014
Shares 1,000,000 Value ($000) $975 Avg Close — Range —
Q3 2014
Shares 1,000,000 Value ($000) $980 Avg Close — Range —
Q2 2014
Shares 1,000,000 Value ($000) $1,010 Avg Close — Range —
Q1 2014
Shares 1,000,000 Value ($000) $1,001 Avg Close — Range —
Q4 2013
Shares 1,000,000 Value ($000) $1,003 Avg Close — Range —