RESOURCE CAP CORP

CUSIP: 76120WAA2 Class: 6% 12/01/18

HighTower Advisors, LLC's Holding History (CIK: 0001462245)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 13,000 Value ($000) $13 Avg Close — Range —
Q1 2017
Shares 13,000 Value ($000) $13 Avg Close — Range —
Q4 2016
Shares 13,000 Value ($000) $12 Avg Close — Range —
Q3 2016
Shares 13,000 Value ($000) $13 Avg Close — Range —
Q2 2016
Shares 13,000 Value ($000) $13 Avg Close — Range —
Q1 2016
Shares 13,000 Value ($000) $12 Avg Close — Range —
Q4 2014
Shares 16,000 Value ($000) $16 Avg Close — Range —
Q3 2014
Shares 16,000 Value ($000) $16 Avg Close — Range —
Q2 2014
Shares 16,000 Value ($000) $16 Avg Close — Range —
Q1 2014
Shares 16,000 Value ($000) $16 Avg Close — Range —
Q4 2013
Shares 16,000 Value ($000) $16 Avg Close — Range —