RESOURCE CAP CORP

CUSIP: 76120WAA2 Class: 6% 12/01/18

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 23,000 Value ($000) $23 Avg Close — Range —
Q2 2018
Shares 23,000 Value ($000) $23 Avg Close — Range —
Q1 2018
Shares 23,000 Value ($000) $23 Avg Close — Range —
Q4 2017
Shares 23,000 Value ($000) $23 Avg Close — Range —
Q3 2017
Shares 23,000 Value ($000) $23 Avg Close — Range —
Q2 2017
Shares 23,000 Value ($000) $23 Avg Close — Range —
Q1 2017
Shares 23,000 Value ($000) $23 Avg Close — Range —
Q4 2016
Shares 23,000 Value ($000) $22 Avg Close — Range —
Q3 2016
Shares 23,000 Value ($000) $23 Avg Close — Range —
Q2 2016
Shares 18,000 Value ($000) $17 Avg Close — Range —
Q1 2016
Shares 35,000 Value ($000) $32 Avg Close — Range —
Q4 2015
Shares 53,000 Value ($000) $50 Avg Close — Range —
Q3 2015
Shares 23,000 Value ($000) $21 Avg Close — Range —
Q1 2015
Shares 35,000 Value ($000) $32 Avg Close — Range —
Q4 2014
Shares 9,000 Value ($000) $9 Avg Close — Range —
Q3 2014
Shares 3,000 Value ($000) $3 Avg Close — Range —
Q2 2014
Shares 9,000 Value ($000) $9 Avg Close — Range —