RESOURCE CAP CORP

CUSIP: 76120WAC8 Class: NOTE 4.500% 8/1

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 60,000 Value ($000) $42 Avg Close — Range —
Q4 2019
Shares 60,000 Value ($000) $1 Avg Close — Range —
Q3 2019
Shares 60,000 Value ($000) $62 Avg Close — Range —
Q2 2019
Shares 60,000 Value ($000) $61 Avg Close — Range —
Q1 2019
Shares 60,000 Value ($000) $59 Avg Close — Range —