RETROPHIN INC

CUSIP: 761299AB2 Class: NOTE 2.500% 9/1

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 746,000 Value ($000) $824 Avg Close — Range —
Q3 2021
Shares 746,000 Value ($000) $752 Avg Close — Range —
Q2 2021
Shares 746,000 Value ($000) $635 Avg Close — Range —
Q1 2021
Shares 46,000 Value ($000) $48 Avg Close — Range —
Q3 2020
Shares 455,000 Value ($000) $389 Avg Close — Range —
Q4 2019
Shares 500,000 Value ($000) $389 Avg Close — Range —
Q3 2019
Shares 500,000 Value ($000) $373 Avg Close — Range —
Q2 2019
Shares 500,000 Value ($000) $450 Avg Close — Range —
Q1 2019
Shares 500,000 Value ($000) $467 Avg Close — Range —