RETROPHIN INC

CUSIP: 761299AB2 Class: NOTE 2.500% 9/1

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 250,000 Value ($000) $226 Avg Close — Range —
Q1 2019
Shares 250,000 Value ($000) $238 Avg Close — Range —
Q4 2018
Shares 250,000 Value ($000) $223 Avg Close — Range —