RETROPHIN INC

CUSIP: 761299AB2 Class: NOTE 2.500% 9/1

Daiwa Securities Group Inc.'s Holding History (CIK: 0001481045)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 2,000,000 Value ($000) $1,718 Avg Close — Range —
Q2 2020
Shares 3,350,000 Value ($000) $2,755 Avg Close — Range —
Q1 2020
Shares 5,000,000 Value ($000) $3,735 Avg Close — Range —
Q4 2019
Shares 3,500,000 Value ($000) $2,725 Avg Close — Range —
Q3 2019
Shares 3,500,000 Value ($000) $2,617 Avg Close — Range —
Q2 2019
Shares 2,500,000 Value ($000) $2,249 Avg Close — Range —