RIVERNORTH OPPORTUNITIES FD

CUSIP: 76881Y109 Class: COM

CWA Asset Management Group, LLC's Holding History (CIK: 0001667134)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 25,467 Value ($000) $518 Avg Close — Range —
Q4 2017
Shares 24,700 Value ($000) $494 Avg Close — Range —
Q3 2017
Shares 10,000 Value ($000) $206 Avg Close — Range —