RIVERNORTH OPPORTUNITIES FD

Ticker: RIV-R CUSIP: 76881Y174 Class: RIGHT 10/06/2025

PRINCIPAL SECURITIES, INC.'s Holding History (CIK: 0000012600)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025
Shares 183,792 Value ($000) $1 Avg Close — Range —