RIVERNORTH CAP AND INCM FD I

CUSIP: 76882B108 Class: COM

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 123,706 Value ($000) $1,999 Avg Close — Range —
Q4 2019
Shares 126,271 Value ($000) $2,301 Avg Close — Range —
Q3 2019
Shares 122,869 Value ($000) $2,344 Avg Close — Range —
Q2 2019
Shares 137,411 Value ($000) $2,803 Avg Close — Range —