RIVERNORTH CAP AND INCM FD I

CUSIP: 76882B108 Class: COM

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 204 Value ($000) $3 Avg Close — Range —
Q2 2021
Shares 2,500 Value ($000) $49 Avg Close — Range —
Q1 2021
Shares 5,300 Value ($000) $94 Avg Close — Range —
Q4 2020
Shares 1,182 Value ($000) $19 Avg Close — Range —