ROC ENERGY ACQUISITION CORP

CUSIP: 77118V116 Class: RIGHT 11/30/2028

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023
Shares 447,661 Value ($000) $145 Avg Close — Range —
Q4 2022
Shares 750,000 Value ($000) $128 Avg Close — Range —
Q3 2022
Shares 800,000 Value ($000) $48 Avg Close — Range —
Q2 2022
Shares 800,000 Value ($000) $128 Avg Close — Range —
Q1 2022
Shares 800,000 Value ($000) $154 Avg Close — Range —