ROCHE HLDG LTD ADR

Ticker: RHHBY CUSIP: 771195104 Class: ADR

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 132,050 Value ($000) $3,756 Avg Close — Range —
Q3 2016
Shares 135,355 Value ($000) $4,191 Avg Close — Range —
Q2 2016
Shares 144,526 Value ($000) $4,765 Avg Close — Range —
Q1 2016
Shares 128,174 Value ($000) $3,972 Avg Close — Range —
Q4 2015
Shares 178,380 Value ($000) $6,148 Avg Close — Range —
Q3 2015
Shares 183,560 Value ($000) $6,048 Avg Close — Range —
Q2 2015
Shares 187,180 Value ($000) $6,564 Avg Close — Range —
Q1 2015
Shares 2,531,646 Value ($000) $87,048 Avg Close — Range —
Q4 2014
Shares 4,622,929 Value ($000) $157,134 Avg Close — Range —
Q3 2014
Shares 3,651,316 Value ($000) $135,065 Avg Close — Range —
Q2 2014
Shares 3,825,522 Value ($000) $142,687 Avg Close — Range —
Q1 2014
Shares 3,675,244 Value ($000) $138,616 Avg Close — Range —
Q4 2013
Shares 204,807 Value ($000) $14,384 Avg Close — Range —
Q3 2013
Shares 1,972,750 Value ($000) $133,218 Avg Close — Range —
Q2 2013
Shares 2,488,919 Value ($000) $154,041 Avg Close — Range —