ROCHE HLDG LTD ADR

Ticker: RHHBY CUSIP: 771195104 Class: ADR

DOHENY ASSET MANAGEMENT /CA's Holding History (CIK: 0000936936)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 7,000 Value ($000) $221 Avg Close — Range —
Q3 2017
Shares 7,000 Value ($000) $224 Avg Close — Range —
Q2 2017
Shares 7,000 Value ($000) $223 Avg Close — Range —
Q1 2017
Shares 7,000 Value ($000) $224 Avg Close — Range —
Q4 2016
Shares 7,176 Value ($000) $205 Avg Close — Range —
Q3 2016
Shares 7,000 Value ($000) $218 Avg Close — Range —
Q2 2016
Shares 7,000 Value ($000) $230 Avg Close — Range —
Q1 2016
Shares 7,000 Value ($000) $216 Avg Close — Range —
Q4 2015
Shares 7,000 Value ($000) $242 Avg Close — Range —
Q3 2015
Shares 7,000 Value ($000) $230 Avg Close — Range —
Q2 2015
Shares 7,000 Value ($000) $245 Avg Close — Range —
Q1 2015
Shares 7,000 Value ($000) $242 Avg Close — Range —
Q4 2014
Shares 7,000 Value ($000) $238 Avg Close — Range —