ROCHE HLDG LTD ADR

Ticker: RHHBY CUSIP: 771195104 Class: ADR

ABNER HERRMAN & BROCK LLC's Holding History (CIK: 0001038661)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 10,841 Value ($000) $337 Avg Close — Range —
Q2 2016
Shares 8,168 Value ($000) $266 Avg Close — Range —
Q1 2016
Shares 8,168 Value ($000) $252 Avg Close — Range —
Q3 2014
Shares 7,748 Value ($000) $287 Avg Close — Range —
Q2 2014
Shares 7,748 Value ($000) $289 Avg Close — Range —
Q1 2014
Shares 7,488 Value ($000) $282 Avg Close — Range —