ROCHE HLDG LTD ADR

Ticker: RHHBY CUSIP: 771195104 Class: ADR

Ativo Capital Management LLC's Holding History (CIK: 0001423065)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 8,258 Value ($000) $310 Avg Close — Range —
Q4 2013
Shares 4,023 Value ($000) $282 Avg Close — Range —
Q3 2013
Shares 4,428 Value ($000) $299 Avg Close — Range —
Q2 2013
Shares 4,619 Value ($000) $287 Avg Close — Range —