ROCHE HLDG LTD ADR

Ticker: RHHBY CUSIP: 771195104 Class: ADR

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 5,000 Value ($000) $227 Avg Close — Range —
Q2 2021
Shares 5,000 Value ($000) $235 Avg Close — Range —
Q1 2021
Shares 5,000 Value ($000) $203 Avg Close — Range —
Q4 2020
Shares 5,000 Value ($000) $219 Avg Close — Range —
Q3 2020
Shares 5,000 Value ($000) $214 Avg Close — Range —
Q2 2020
Shares 5,000 Value ($000) $217 Avg Close — Range —
Q1 2020
Shares 5,000 Value ($000) $203 Avg Close — Range —
Q4 2019
Shares 5,000 Value ($000) $203 Avg Close — Range —
Q3 2017
Shares 8,000 Value ($000) $256 Avg Close — Range —
Q2 2017
Shares 9,000 Value ($000) $286 Avg Close — Range —
Q1 2017
Shares 9,000 Value ($000) $288 Avg Close — Range —
Q4 2016
Shares 9,000 Value ($000) $257 Avg Close — Range —
Q3 2016
Shares 9,000 Value ($000) $279 Avg Close — Range —
Q2 2016
Shares 9,000 Value ($000) $297 Avg Close — Range —
Q1 2016
Shares 9,000 Value ($000) $276 Avg Close — Range —
Q4 2015
Shares 9,000 Value ($000) $310 Avg Close — Range —
Q3 2015
Shares 9,000 Value ($000) $297 Avg Close — Range —
Q2 2015
Shares 9,000 Value ($000) $316 Avg Close — Range —
Q1 2015
Shares 9,000 Value ($000) $309 Avg Close — Range —
Q4 2014
Shares 9,000 Value ($000) $306 Avg Close — Range —
Q3 2014
Shares 8,000 Value ($000) $296 Avg Close — Range —
Q2 2014
Shares 8,000 Value ($000) $298 Avg Close — Range —
Q1 2014
Shares 8,000 Value ($000) $302 Avg Close — Range —
Q4 2013
Shares 4,000 Value ($000) $281 Avg Close — Range —
Q3 2013
Shares 4,000 Value ($000) $270 Avg Close — Range —
Q2 2013
Shares 4,000 Value ($000) $248 Avg Close — Range —