ROCK CREEK PHARMACEUTICALS I

CUSIP: 772081105 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 34,751 Value ($000) $9 Avg Close — Range —
Q2 2014
Shares 37,324 Value ($000) $22 Avg Close — Range —