ROCKET PHARMACEUTICALS INC

Ticker: RCKTW CUSIP: 77313F114 Class: *W EXP 09/02/202

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023
Shares 10,833 Value ($000) $0 Avg Close — Range —
Q2 2023
Shares 54,012 Value ($000) $0 Avg Close — Range —
Q1 2023
Shares 62,914 Value ($000) $0 Avg Close — Range —