ROCKWELL AUTOMATION INC

Ticker: ROK CUSIP: 773903109 Class: COM

DEAN INVESTMENT ASSOCIATES, LLC's Holding History (CIK: 0000846797)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 4,302 Value ($000) $578 Avg Close $107.77 Range $96.22 - $118.10

Q3 2016

Shares 3,994 Value ($000) $489 Avg Close $98.04 Range $92.65 - $103.49

Q2 2016

Shares 3,957 Value ($000) $454 Avg Close $95.44 Range $89.54 - $100.76

Q1 2016

Shares 3,962 Value ($000) $451 Avg Close $83.96 Range $72.12 - $95.99

Q4 2015

Shares 3,859 Value ($000) $396 Avg Close $86.08 Range $80.57 - $90.85

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	4,302	$578	$107.77	$96.22 - $118.10
Q3 2016	3,994	$489	$98.04	$92.65 - $103.49
Q2 2016	3,957	$454	$95.44	$89.54 - $100.76
Q1 2016	3,962	$451	$83.96	$72.12 - $95.99
Q4 2015	3,859	$396	$86.08	$80.57 - $90.85