ROCKWELL AUTOMATION INC

Ticker: ROK CUSIP: 773903109 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 4,545 Value ($000) $1,003 Avg Close $203.70 Range $188.73 - $217.76
Q2 2020
Shares 3,954 Value ($000) $842 Avg Close $175.54 Range $126.73 - $209.87
Q4 2019
Shares 86 Value ($000) $17 Avg Close $166.41 Range $136.60 - $186.44
Q3 2019
Shares 15 Value ($000) $2 Avg Close $141.03 Range $128.81 - $152.25
Q2 2019
Shares 15 Value ($000) $2 Avg Close $149.90 Range $131.74 - $169.35
Q1 2019
Shares 3,423 Value ($000) $601 Avg Close $149.99 Range $127.72 - $160.98
Q4 2018
Shares 300 Value ($000) $45 Avg Close $146.34 Range $124.42 - $167.92
Q3 2018
Shares 441 Value ($000) $82 Avg Close $156.22 Range $142.71 - $173.41
Q2 2018
Shares 1,100 Value ($000) $183 Avg Close $150.86 Range $134.88 - $161.24
Q1 2018
Shares 1,120 Value ($000) $195 Avg Close $163.88 Range $147.71 - $180.45
Q4 2017
Shares 1,100 Value ($000) $216 Avg Close $163.96 Range $152.73 - $180.81
Q3 2015
Shares 42 Value ($000) $4 Avg Close $92.42 Range $81.01 - $103.15
Q2 2015
Shares 42 Value ($000) $5 Avg Close $97.78 Range $89.03 - $103.38
Q1 2015
Shares 42 Value ($000) $5 Avg Close $90.76 Range $82.34 - $96.29
Q4 2014
Shares 70 Value ($000) $8 Avg Close $88.05 Range $78.86 - $95.23
Q4 2013
Shares 20,395 Value ($000) $2,410 Avg Close $87.37 Range $80.75 - $93.82
Q3 2013
Shares 68,402 Value ($000) $7,315 Avg Close $76.44 Range $65.20 - $86.04
Q2 2013
Shares 68,402 Value ($000) $5,687 Avg Close $67.20 Range $62.87 - $71.51
Q1 2013
Shares 66,645 Value ($000) $5,755 Avg Close $68.45 Range $64.81 - $71.22
Q4 2012
Shares 66,624 Value ($000) $5,596 Avg Close — Range —
Q3 2012
Shares 46,453 Value ($000) $3,231 Avg Close — Range —
Q2 2012
Shares 20,390 Value ($000) $1,347 Avg Close — Range —
Q1 2012
Shares 10,490 Value ($000) $836 Avg Close — Range —
Q4 2011
Shares 10,390 Value ($000) $762 Avg Close — Range —
Q3 2011
Shares 3,400 Value ($000) $190 Avg Close — Range —
Q2 2011
Shares 16,500 Value ($000) $1,432 Avg Close — Range —
Q1 2011
Shares 3,400 Value ($000) $322 Avg Close — Range —
Q4 2010
Shares 3,400 Value ($000) $244 Avg Close — Range —
Q1 2010
Shares 15,500 Value ($000) $874 Avg Close — Range —
Q4 2009
Shares 3,400 Value ($000) $160 Avg Close — Range —
Q3 2009
Shares 3,400 Value ($000) $145 Avg Close — Range —
Q2 2009
Shares 25,660 Value ($000) $824 Avg Close — Range —
Q1 2009
Shares 25,660 Value ($000) $560 Avg Close — Range —