ROCKWELL AUTOMATION INC

Ticker: ROK CUSIP: 773903109 Class: COM

Pine River Capital Management L.P.'s Holding History (CIK: 0001288136)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 1,319 Value ($000) $235 Avg Close $142.51 Range $134.95 - $154.02

Q2 2017

Shares 21,624 Value ($000) $3,502 Avg Close $134.45 Range $126.06 - $141.26

Q1 2017

Shares 39,209 Value ($000) $6,106 Avg Close $126.71 Range $114.33 - $133.71

Q4 2016

Shares 54,731 Value ($000) $7,356 Avg Close $107.77 Range $96.22 - $118.10

Q3 2015

Shares 5,000 Value ($000) $507 Avg Close $92.42 Range $81.01 - $103.15

Q4 2014

Shares 26,000 Value ($000) $2,891 Avg Close $88.05 Range $78.86 - $95.23

Q3 2014

Shares 11,323 Value ($000) $1,244 Avg Close $93.82 Range $87.40 - $100.97

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	1,319	$235	$142.51	$134.95 - $154.02
Q2 2017	21,624	$3,502	$134.45	$126.06 - $141.26
Q1 2017	39,209	$6,106	$126.71	$114.33 - $133.71
Q4 2016	54,731	$7,356	$107.77	$96.22 - $118.10
Q3 2015	5,000	$507	$92.42	$81.01 - $103.15
Q4 2014	26,000	$2,891	$88.05	$78.86 - $95.23
Q3 2014	11,323	$1,244	$93.82	$87.40 - $100.97