ROCKWELL AUTOMATION INC

Ticker: ROK CUSIP: 773903109 Class: COM

SPX Gestao de Recursos Ltda's Holding History (CIK: 0001589176)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 11,900 Value ($000) $1,406 Avg Close $87.37 Range $80.75 - $93.82

Q3 2013

Shares 20,300 Value ($000) $2,171 Avg Close $76.44 Range $65.20 - $86.04

Q2 2013

Shares 39,600 Value ($000) $3,292 Avg Close $67.20 Range $62.87 - $71.51

Q4 2012

Shares 16,314 Value ($000) $1,370 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	11,900	$1,406	$87.37	$80.75 - $93.82
Q3 2013	20,300	$2,171	$76.44	$65.20 - $86.04
Q2 2013	39,600	$3,292	$67.20	$62.87 - $71.51
Q4 2012	16,314	$1,370	—	—