ROCKWELL AUTOMATION INC

Ticker: ROK CUSIP: 773903109 Class: COM

ARK Investment Management LLC's Holding History (CIK: 0001697748)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 55,862 Value ($000) $14,011 Avg Close $224.01 Range $196.90 - $244.38

Q3 2020

Shares 27,712 Value ($000) $6,115 Avg Close $203.70 Range $188.73 - $217.76

Q2 2020

Shares 13,484 Value ($000) $2,872 Avg Close $175.54 Range $126.73 - $209.87

Q1 2020

Shares 9,747 Value ($000) $1,471 Avg Close $167.26 Range $104.40 - $189.66

Q3 2018

Shares 10,562 Value ($000) $1,981 Avg Close $156.22 Range $142.71 - $173.41

Q2 2018

Shares 7,826 Value ($000) $1,301 Avg Close $150.86 Range $134.88 - $161.24

Q1 2018

Shares 8,378 Value ($000) $1,459 Avg Close $163.88 Range $147.71 - $180.45

Q4 2017

Shares 6,277 Value ($000) $1,232 Avg Close $163.96 Range $152.73 - $180.81

Q2 2017

Shares 3,409 Value ($000) $552 Avg Close $134.45 Range $126.06 - $141.26

Q1 2017

Shares 2,300 Value ($000) $358 Avg Close $126.71 Range $114.33 - $133.71

Q4 2016

Shares 2,602 Value ($000) $350 Avg Close $107.77 Range $96.22 - $118.10

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	55,862	$14,011	$224.01	$196.90 - $244.38
Q3 2020	27,712	$6,115	$203.70	$188.73 - $217.76
Q2 2020	13,484	$2,872	$175.54	$126.73 - $209.87
Q1 2020	9,747	$1,471	$167.26	$104.40 - $189.66
Q3 2018	10,562	$1,981	$156.22	$142.71 - $173.41
Q2 2018	7,826	$1,301	$150.86	$134.88 - $161.24
Q1 2018	8,378	$1,459	$163.88	$147.71 - $180.45
Q4 2017	6,277	$1,232	$163.96	$152.73 - $180.81
Q2 2017	3,409	$552	$134.45	$126.06 - $141.26
Q1 2017	2,300	$358	$126.71	$114.33 - $133.71
Q4 2016	2,602	$350	$107.77	$96.22 - $118.10