ROCKWELL COLLINS INC

CUSIP: 774341101 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 136,053 Value ($000) $19,111 Avg Close — Range —
Q2 2018
Shares 135,953 Value ($000) $18,310 Avg Close — Range —
Q1 2018
Shares 76,339 Value ($000) $10,294 Avg Close — Range —
Q3 2017
Shares 30,000 Value ($000) $3,921 Avg Close — Range —