ROCKY MTN CHOCOLATE FACTORY

CUSIP: 774678403 Class: COM

Westend Capital Management, LLC's Holding History (CIK: 0001331997)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 21 Value ($000) $0 Avg Close — Range —
Q3 2014
Shares 21 Value ($000) $0 Avg Close — Range —
Q4 2013
Shares 42 Value ($000) $0 Avg Close — Range —
Q2 2013
Shares 42 Value ($000) $1 Avg Close — Range —