ROCKY MTN CHOCOLATE FACTORY

Ticker: RMCF CUSIP: 77467X101 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 900 Value ($000) $8 Avg Close $8.73 Range $7.95 - $10.30

Q3 2016

Shares 800 Value ($000) $8 Avg Close $10.38 Range $9.91 - $11.28

Q3 2015

Shares 1,099 Value ($000) $12 Avg Close $12.39 Range $11.04 - $13.30

Q2 2015

Shares 2,099 Value ($000) $28 Avg Close $13.22 Range $12.65 - $14.28

Q1 2015

Shares 1,400 Value ($000) $20 Avg Close $13.99 Range $12.88 - $15.60

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	900	$8	$8.73	$7.95 - $10.30
Q3 2016	800	$8	$10.38	$9.91 - $11.28
Q3 2015	1,099	$12	$12.39	$11.04 - $13.30
Q2 2015	2,099	$28	$13.22	$12.65 - $14.28
Q1 2015	1,400	$20	$13.99	$12.88 - $15.60