ROCKY MTN CHOCOLATE FACTORY

Ticker: RMCF CUSIP: 77467X101 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018

Shares 12,101 Value ($000) $146 Avg Close $12.22 Range $11.55 - $12.60

Q3 2016

Shares 10,135 Value ($000) $106 Avg Close $10.38 Range $9.91 - $11.28

Q2 2016

Shares 11,153 Value ($000) $113 Avg Close $9.99 Range $9.50 - $10.37

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2018	12,101	$146	$12.22	$11.55 - $12.60
Q3 2016	10,135	$106	$10.38	$9.91 - $11.28
Q2 2016	11,153	$113	$9.99	$9.50 - $10.37