ROMAN DBDR TECH ACQUISITION

CUSIP: 77584N101 Class: COM CL A

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 144,360 Value ($000) $1,459 Avg Close — Range —
Q2 2021
Shares 219,360 Value ($000) $2,218 Avg Close — Range —
Q4 2020
Shares 10,000 Value ($000) $101 Avg Close — Range —