ROOT9B HOLDINGS INC

Ticker: RTNB CUSIP: 776650202 Class: Stock

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017

Shares 9,090 Value ($000) $80 Avg Close $6.84 Range $3.94 - $9.75

Q1 2017

Shares 9,090 Value ($000) $58 Avg Close $8.43 Range $5.31 - $11.50

Q4 2016

Shares 9,090 Value ($000) $97 Avg Close $10.26 Range $7.87 - $12.00

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2017	9,090	$80	$6.84	$3.94 - $9.75
Q1 2017	9,090	$58	$8.43	$5.31 - $11.50
Q4 2016	9,090	$97	$10.26	$7.87 - $12.00