ROSE ROCK MIDSTREAM L P

CUSIP: 777149105 Class: CMN

BAMCO INC /NY/'s Holding History (CIK: 0001017918)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 9,242 Value ($000) $225 Avg Close — Range —
Q2 2015
Shares 9,242 Value ($000) $432 Avg Close — Range —
Q1 2015
Shares 17,142 Value ($000) $814 Avg Close — Range —
Q4 2014
Shares 16,942 Value ($000) $770 Avg Close — Range —
Q3 2014
Shares 64,742 Value ($000) $3,829 Avg Close — Range —
Q2 2014
Shares 61,042 Value ($000) $3,335 Avg Close — Range —
Q1 2014
Shares 35,742 Value ($000) $1,483 Avg Close — Range —
Q4 2013
Shares 118,215 Value ($000) $4,575 Avg Close — Range —
Q3 2013
Shares 115,415 Value ($000) $3,688 Avg Close — Range —
Q2 2013
Shares 115,415 Value ($000) $4,226 Avg Close — Range —