ROTH CH ACQUISITION III CO

CUSIP: 77867Q110 Class: *W EXP 02/26/202

AWM Investment Company, Inc.'s Holding History (CIK: 0001535264)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 50,000 Value ($000) $56 Avg Close — Range —
Q3 2021
Shares 50,000 Value ($000) $64 Avg Close — Range —
Q2 2021
Shares 50,000 Value ($000) $82 Avg Close — Range —
Q1 2021
Shares 50,000 Value ($000) $40 Avg Close — Range —