ROUNDHILL ETF TRUST

Ticker: OZEM CUSIP: 77926X882 Class: GLP 1 & WEIGHT L

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 500 Value ($000) $17 Avg Close — Range —
Q3 2025
Shares 500 Value ($000) $14 Avg Close — Range —