ROVI CORP

CUSIP: 779376AD4 Class: NOTE 0.500% 3/0

PIPER SANDLER & CO.'s Holding History (CIK: 0000724683)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 2,500,000 Value ($000) $2,471 Avg Close — Range —
Q3 2019
Shares 2,500,000 Value ($000) $2,435 Avg Close — Range —