ROVI CORP

CUSIP: 779376AD4 Class: NOTE 0.500% 3/0

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 120,000 Value ($000) $116 Avg Close — Range —
Q4 2017
Shares 120,000 Value ($000) $113 Avg Close — Range —