ROVI CORP

CUSIP: 779376AD4 Class: NOTE 0.500% 3/0

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 1,000,000 Value ($000) $954 Avg Close — Range —
Q2 2018
Shares 1,000,000 Value ($000) $952 Avg Close — Range —