Price T Rowe Capital Appreciat

Ticker: PRWCX CUSIP: 77954M105 Class: NTF EQUITY FUNDS

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 231,324 Value ($000) $60,445 Avg Close — Range —
Q3 2014
Shares 12,871 Value ($000) $354 Avg Close — Range —