ROYAL BANK OF CANADA

CUSIP: 780082AD5 Class: NOTE 4.650% 1/2

UBS ASSET MANAGEMENT AMERICAS INC's Holding History (CIK: 0000861177)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 200,000 Value ($000) $211,605 Avg Close — Range —
Q4 2016
Shares 200,000 Value ($000) $213 Avg Close — Range —