ROYAL BANK OF CANADA

CUSIP: 780082AD5 Class: NOTE 4.650% 1/2

PRUDENTIAL FINANCIAL INC's Holding History (CIK: 0001137774)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 5,000,000 Value ($000) $5,304 Avg Close — Range —
Q4 2016
Shares 5,000,000 Value ($000) $5,325 Avg Close — Range —
Q3 2016
Shares 6,950,000 Value ($000) $7,548 Avg Close — Range —
Q2 2016
Shares 13,310,000 Value ($000) $14,162 Avg Close — Range —