ROYAL BANK OF CANADA

CUSIP: 780082AD5 Class: NOTE 4.650% 1/2

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 119,040,000 Value ($000) $125,948 Avg Close — Range —
Q4 2016
Shares 119,040,000 Value ($000) $126,817 Avg Close — Range —
Q3 2016
Shares 141,771,000 Value ($000) $154,525 Avg Close — Range —
Q2 2016
Shares 105,030,000 Value ($000) $112,377 Avg Close — Range —