ROYAL BANK OF CANADA

CUSIP: 780082AD5 Class: NOTE 4.650% 1/2

NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC's Holding History (CIK: 0001629649)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 12,000,000 Value ($000) $12,696 Avg Close — Range —
Q4 2016
Shares 12,000,000 Value ($000) $12,784 Avg Close — Range —
Q3 2016
Shares 32,000,000 Value ($000) $34,879 Avg Close — Range —
Q2 2016
Shares 32,000,000 Value ($000) $34,238 Avg Close — Range —