ROYAL BANK OF CANADA

CUSIP: 780082AD5 Class: NOTE 4.650% 1/2

Sowell Financial Services LLC's Holding History (CIK: 0001633697)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 15,000 Value ($000) $16 Avg Close — Range —
Q4 2016
Shares 15,000 Value ($000) $16 Avg Close — Range —