ROYAL BK SCOTLAND GROUP PLC

CUSIP: 780097713 Class: PREFERRED STOCK

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 15,122 Value ($000) $380 Avg Close — Range —
Q1 2016
Shares 28,239 Value ($000) $707 Avg Close — Range —
Q4 2015
Shares 27,807 Value ($000) $720 Avg Close — Range —
Q3 2015
Shares 13,301 Value ($000) $336 Avg Close — Range —
Q2 2015
Shares 8,626 Value ($000) $218 Avg Close — Range —
Q4 2013
Shares 10,078 Value ($000) $242 Avg Close — Range —