ROYAL BK SCOTLAND GROUP PLC

CUSIP: 780097770 Class: ADR PREF SER N

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 57,625 Value ($000) $1,427 Avg Close — Range —
Q1 2015
Shares 48,405 Value ($000) $1,210 Avg Close — Range —
Q4 2014
Shares 47,262 Value ($000) $1,170 Avg Close — Range —
Q3 2014
Shares 44,875 Value ($000) $1,092 Avg Close — Range —
Q2 2014
Shares 37,000 Value ($000) $888 Avg Close — Range —
Q1 2014
Shares 30,840 Value ($000) $698 Avg Close — Range —
Q4 2013
Shares 13,728 Value ($000) $281 Avg Close — Range —