ROYAL BK SCOTLAND GROUP PLC

CUSIP: 780097788 Class: PREFERRED STOCK

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 10,346 Value ($000) $262 Avg Close — Range —
Q1 2017
Shares 11,660 Value ($000) $296 Avg Close — Range —
Q4 2016
Shares 10,610 Value ($000) $257 Avg Close — Range —
Q3 2016
Shares 10,610 Value ($000) $266 Avg Close — Range —
Q2 2016
Shares 10,143 Value ($000) $251 Avg Close — Range —
Q1 2016
Shares 20,086 Value ($000) $474 Avg Close — Range —
Q4 2015
Shares 19,584 Value ($000) $492 Avg Close — Range —
Q3 2015
Shares 9,792 Value ($000) $237 Avg Close — Range —