ROYAL BK SCOTLAND GROUP PLC

CUSIP: 780097788 Class: PREFERRED STOCK

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 1,108 Value ($000) $26 Avg Close — Range —
Q2 2014
Shares 1,408 Value ($000) $32,491 Avg Close — Range —