ROYAL BK OF SCOTLAND PLC

CUSIP: 780099CJ4 Class: DEBT 7.500%12/3

Spectrum Asset Management, Inc.'s Holding History (CIK: 0001318293)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 146,726,000 Value ($000) $151,421 Avg Close — Range —
Q1 2017
Shares 144,880,000 Value ($000) $142,888 Avg Close — Range —
Q4 2016
Shares 149,280,000 Value ($000) $141,443 Avg Close — Range —
Q3 2016
Shares 163,380,000 Value ($000) $149,901 Avg Close — Range —
Q2 2016
Shares 115,997,000 Value ($000) $106,137 Avg Close — Range —