ROYAL BK OF SCOTLAND PLC

CUSIP: 780099CK1 Class: CORP

Spectrum Asset Management, Inc.'s Holding History (CIK: 0001318293)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 41,200,000 Value ($000) $44,730 Avg Close — Range —
Q1 2017
Shares 34,500,000 Value ($000) $34,324 Avg Close — Range —
Q4 2016
Shares 34,700,000 Value ($000) $33,226 Avg Close — Range —
Q3 2016
Shares 34,700,000 Value ($000) $32,618 Avg Close — Range —
Q2 2016
Shares 33,000,000 Value ($000) $30,772 Avg Close — Range —